FINRA Issues Notice on the Application of the Mark-Up Rule to Exempted Government Securities Transactions The National Law Review The Financial Industry Regulatory Authority released Regulatory Notice 16-03, which discusses the Securities and Exchange Commission's approval of amendments to FINRA Rule 0150 (Application of Rules to Exempted Securities Except Municipal ... |
Friday, January 22, 2016
FINRA Issues Notice on the Application of the Mark-Up Rule to Exempted Government Securities Transactions - The National Law Review
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